I am passionate about identifying and mitigating potential areas of risk.  I believe in earning my clients trust by building professional and personal relationships.  I am intrinsically driven to learn about new regulations and share what I have learned with clients so they can have a better understanding of the rules applicable to them.   Compliance consulting offers me an environment to use my skills and helps me provide solutions to the challenges my clients may face in the ever-changing regulatory environment. 

Julie advises Vista360 investment adviser and fund clients on regulatory compliance matters, including CCO support, compliance program development, annual review, risk assessment, testing, SEC examination preparation and service provider due diligence. Clients include institutional advisers, wealth managers, private funds and investment companies across a variety of asset classes and investment strategies.

Julie has 20 years of investment industry experience in the areas of investment adviser, fund compliance, and broker dealer compliance.  Prior to joining Vista360 in 2024, Julie was a Compliance Manager at Fiducient Advisors, an SEC registered investment adviser.  Previously, Julie was a Senior Compliance Director at Duff & Phelps Investment Management, an SEC registered investment adviser.

Julie earned a Bachelor of Business Administration degree from Robert Morris University and a Master of Business Administration degree from Roosevelt University.  Julie holds the Investment Adviser Certified Compliance Professional (IACCP®) designation and also holds an Accredited Asset Management Specialist (AAMS®) designation.  She is a member of the Women Investment Professionals (WIP) and also serves as a Development Committee Member of  Bloom360 Learning Community, a non-profit private school serving neurodivergent children and young adults.