Profiles



Steve Horner
Consultant

 

Experience:

  • Steve has 8 years of investment industry experience in the areas of compliance, wealth management, valuation, internal controls, and audit
  • Steve advises Vista360 investment adviser and fund clients on regulatory compliance matters, including CCO support, compliance program development, annual review, risk assessment, testing, SEC examination preparation and service provider due diligence
  • Clients include institutional advisers, private funds and investment companies

Other experience includes:

  • 4+ years in Assurance at PricewaterhouseCoopers LLP, supervising audits and agreed-upon procedures performed for insurance companies, separate accounts, broker-dealers, mutual funds, and banking institutions
  • Experience in fund accounting and private wealth management with Northwestern Mutual and Morgan Stanley Smith Barney

Education & Affiliations:

  • Bachelor of Science Degrees in Finance and Accounting from the University of Wisconsin - Milwaukee
  • Masters of Professional Accountancy - University of Wisconsin - Milwaukee
  • Cystic Fibrosis Foundation - Milwaukee Area Nomination and Event Committee Member

 

 

 

 

 

 

 

 

   
 
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