Profiles



Diana Falk
Consultant

 

Experience:

  • Diana (Di) has 30+ years of investment industry experience.
  • Since joining Vista360 11 years ago, Di has advised Vista360 investment adviser and fund clients on regulatory compliance matters, including compliance program reviews, marketing materials reviews and testing. Di also supports Vista360's business development efforts
  • Other experience includes:
    • Holt-Smith & Yates Advisors (HSYA), a registered investment adviser, where she was responsible for the development and maintenance of the compliance program.
    • oMember of HSYA’s Brokerage Committee and responsible for ensuring composites adhered to GIPS® presentation standards.
    • FIRMCO, a $30 billion investment advisor, with a $10 billion mutual fund complex, where she was responsible for the development and maintenance of the firms performance measurement database and marketing materials for FIRMCO-managed mutual and private funds.

Community Involvement:

 

 

 

 

 

 

 

 

   
 
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