Caroline Jankowski
Partner, Project Lead



  • Leads client engagements involving adviser and fund regulatory compliance matters, including CCO support, compliance program development, annual review, risk assessment and testing, SEC examination preparation, service provider RFPs and searches and service provider due diligence reviews
  • Clients include funds and advisers based throughout the U.S.
  • With 17 years of investment industry experience, Caroline's expertise is diversified across asset classes and investment strategies
  • Leads Vista360's consulting process team, consultant education and research efforts
  • Other experience includes:
    • Chief Financial Officer and Treasurer of Ziegler Capital Management, LLC, North Track Funds, Inc. and Ziegler Exchange Traded Trust
    • Member of Ziegler's corporate Risk Control Monitoring Group and Wealth Management Quality Improvement Committee
    • Compliance Officer and Fund Administration at U.S. Bancorp Fund Services, LLC


Education & Affiliations:


  • Bachelor's degree in economics and Spanish from the University of Wisconsin
  • Member of National Society of Compliance Professionals
  • Past member of St. Francis Children's Center's Board of Directors, Strategic Opportunities Committee and Governance and Nominating Committee, a non-profit organization servicing children with special needs









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