Profiles



Laura Rauman
Managing Partner

 

Experience:

  • Since co-founding Vista360 in 2002, Laura has led adviser and fund engagements involving regulatory compliance matters, including CCO support, compliance program development, annual review, risk assessment and testing, SEC examination preparation and service provider due diligence reviews and searches
  • Clients range from financial planners to large institutional advisers and funds throughout the U.S.
  • With over 25 years of investment industry experience, Laura's expertise spans across asset classes and products including investment companies and private funds
  • Oversees all aspects of Vista360's business
  • Enjoys speaking at industry conferences throughout the U.S.
  • Other experience includes:
    • Member of U.S. Bancorp Asset Managementís Senior Management Committee, a $120 billion investment management firm
    • Senior Vice President of Finance and Operations for FIRMCO, a $30 billion investment advisor with a $10 billion mutual fund complex
    • Auditor with Price Waterhouse's financial services industry practice

 

Education & Affiliations:

  • Bachelor's degree in accounting from the University of Wisconsin
  • Bachelor's degree in accounting from the University of Wisconsin
  • Member of National Society of Compliance Professionals
  • Member of American Institute of Certified Public Accountants

Community Involvement

  • President and Founder of Bloom360 Learning Community, a non-profit private school serving children with neuro-diverse needs
  • Past President of St. Francis Children's Center Board of Directors and member of Strategic Opportunities Committee, a non-profit organization servicing children with special needs


 

 

 

 

 

 

 

 

 

 

 

   
 
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