SEC to Hold National Seminar as Part of Its Compliance Outreach Program

Funds & Advisers

The SEC announced registration is now open for a national seminar designed to assist Chief Compliance Officers and other senior investment management personnel enhance their compliance programs. The seminar is part of the SECís Compliance Outreach Program, formerly known as CCOutreach. The SEC rebranded the program to be more inclusive of all senior personnel, not just CCOs.

The all-day seminar will take place on January 31, 2012, at the SEC headquarters and is free to attend in person, but limited to the first 500 registrants. A free webcast of the seminar will be available on the SECís website. For more details about the seminar, the SEC also posted the program agenda.








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