Stacey has 20 years of investment industry experience in the areas of compliance, finance and operations. For the past thirteen years, Stacey has advised Vista360 investment adviser and fund clients on regulatory compliance matters, including CCO support, compliance program development, annual review, risk assessment and testing, SEC examination preparation and service provider due diligence. Clients include financial planning firms, institutional advisers and investment companies.
Other experience includes:
Compliance Administrator Mutual Funds at U.S. Bancorp Fund Services, LLC,
Accountant at FIRMCO, a $30 billion investment advisor, with a $10 billion mutual fund complex
Accountant at Cleary Gull, Inc., an investment advisory firm and broker dealer
Bachelor’s degree in accounting from Cardinal Stritch University
Associate’s degree in accounting from Waukesha County Technical College
Development Committee Member of Bloom360 Learning Community