I love to help people. I enjoy building personal and professional relationships with my clients and helping them find realistic solutions to any challenges they may have. In a constantly changing regulatory compliance environment, it is satisfying for me to see clients achieve their goals knowing I played a part in helping them get there.
For the past 17 years, Stacey has advised Vista360 investment adviser and fund clients on regulatory compliance matters, including CCO support, compliance program development, annual review, risk assessment and testing, SEC examination preparation and service provider due diligence. Clients include wealth managers, institutional advisers and investment companies across a variety of asset classes and investment strategies.
Stacey has 22 years of investment industry experience in the areas of compliance, finance and operations and has been a partner of the firm since 2015. Prior to Vista360, Stacey worked in financial and operational roles at Cleary Gull, Inc., an investment advisory firm and broker dealer, U.S. Bancorp Fund Services, LLC, a mutual fund administrator, and FIRMCO, a $30 billion investment advisor with a $10 billion mutual fund complex.
Stacey earned a Bachelor of Accounting degree from Cardinal Stritch University. Stacey also serves on the Board of Directors and as a member of the Development Committee of Bloom360 Learning Community, a non-profit private school serving children and young adults with neuro-diverse needs.