Stacey Conroy

Consultant

Stacey has 20 years of investment industry experience in the areas of compliance, finance and operations. For the past thirteen years, Stacey has advised Vista360 investment adviser and fund clients on regulatory compliance matters, including CCO support, compliance program development, annual review, risk assessment and testing, SEC examination preparation and service provider due diligence. Clients include financial planning firms, institutional advisers and investment companies.

 

Other experience includes:

Compliance Administrator Mutual Funds at U.S. Bancorp Fund Services, LLC,

Accountant at FIRMCO, a $30 billion investment advisor, with a $10 billion mutual fund complex

Accountant at Cleary Gull, Inc., an investment advisory firm and broker dealer

 

Education:

Bachelor’s degree in accounting from Cardinal Stritch University

Associate’s degree in accounting from Waukesha County Technical College

 

Community Involvement:

Development Committee Member of Bloom360 Learning Community